Form No. Legal- 1

LETTER OF INTENT
INDUSTRIAL PROMOTION AND INVESTMENT CORPORATION OF ORISSA LIMITED,
 JANAPATH, BHUBANESWAR

              Ref No. IPICOL/legal

     Dated.

Dear Sir(s) ,
      Ref: Your loan application dated……………….. for a loan/an additional loan of Rs.

1. With reference to your aforesaid application, we have sanctioned you a loan/an additional loan of Rs............................. (Rupees………………………………) to be utilised as indicated in the sanction letter No………………..dt………………………..

You should undertake to use the proceeds of the said loan solely for the aforesaid purpose and further undertake that the goods purchased from the proceeds of the said loan shall be used exclusively in connection with your business. You shall notify the Corporation of any error or mistake or changes in any particulars contained in your loan application dated…………….. which shall be regarded as the basis of the contract.

2. The aforesaid loan shall be secured by:
(a) An equitable mortgage by deposit of title deeds over the mortgagor's/your existing land, buildings and your fixed machinery at………………………provided however that if you commit any breach of any of the terms and conditions herein or of the Deed of hypothecation hereinafter mentioned without prejudice to the Corporation's rights to call in the loan then outstanding and take proceedings for the recovery thereof you will have to execute a Legal Mortgage of the said property and the plant and machinery hereinafter mentioned in the English form with the usual terms and conditions including a power of sale out of Court, Power to appoint a receiver out of Court and the special power given under the State financial Corporations Act,1951 ( hereinafter called the SFCs Act ).

(b) The Corporation shall have mortgage charge on the mortgaged assets for any amount due and not paid by the mortgager over and above the charge created for this loan and the Corporation may recover any dues from the mortgager apart from the amounts due under this loan transaction from out of mortgaged assets"

(c) A Hypothecation in our usual form of your existing plant and machinery and movable property at ……………...................................................................... and any further plant, machinery fixtures and fittings that may be bought by you from the aforesaid loan and installed on the said premises or in your godown or be held by any body as Mercantile Agent on your behalf or under your order or in the course of transit to your premises. The property, fixed machinery, plant and movable assets are hereinafter called the mortgaged premises."

(d) The Corporation will have negative charge on machinery stores and machinery spare stock-in-trade and stock-in-process both present and future. You will, however be free to raise funds from banks against pledge or Hypothecation of raw materials, stock- in-process) and finished and unfinished products

(e) Guarantee to furnished by the Promoters/Guarantors of the Company.

(f) Collateral Security as may be stipulated by IPICOL.

3. During the period on which the loan from the Corporation is outstanding, you shall not create any further encumbrance on the assets mortgaged/hypothecated to the Corporation without the previous consent of the Corporation in writing.

4. You/ the Company shall pay interest @ ……, subject to such variation in the rate of interest as may be decided by the Corporation and communicated to you from time to time during the subsistence of the loan with interest rebate of ….% for timely payment. You shall also be liable to pay penal interest of @ 2% p. a. in the event of default in repayment of principal on the amount of default for the defaulted period The interest will be calculated with quarterly rest.

In the event of default in payment of interest' on the due dates interest at the rate of …….% p. a shall be payable on the amount of interest due and not paid for the period of default. Further yourself/ the Company shall agree to pay the revised rate of interest as and when the rate of interest shall be revised up-ward by the Corporation from time to time during the subsistence of the loan.

5. You shall pay a up front fee @ …….. % on the amount of loan sanctioned before documentation .

6. The advance shall be subject to our receiving :
(a) A satisfactory valuation report from our valuers in respect of the Industrial lands and buildings offered in mortgage

(b) A satisfactory report of title in respect of the properties offered in mortgage.

(c) You shall purchase machinery from the suppliers and of the specifications to be approved by the Corporation in writings.

(d) The disbursement of loan shall be only on your creating a margin of security of …….% on the approved Industrial assets.

7. The loan shall be, inter alia, on the following terms :
(i) The loan shall be utilised for the specific purposes for which the same has been sanctioned, and shall be disbursed by us in full or in instalments as and when the said purposes are fulfilled and at the entire discretion of the Corporation and may be refused if in the opinion of the Corporation the purposes for which the full loan has been sanctioned are not properly fulfilled or when you act or omit to do something which creates doubt of fulfilling the purpose for which the loan is sanctioned. No portion of the loan shall be transferred to be kept in call, short term, fixed or any other deposits with bank without obtaining the. previous approval of the Corporation. In this connection, you are requested to give us at least 10 days prior notice of your intention to withdraw any part of the loan to enable us to make suitable arrangements in this behalf.

(ii) A minimum margin of …………………..percent shall be maintained during the currency of the loan.

(iii) (a)The loan shall be repaid with a period of …………years by …………..quarterly instalments as per the repayment schedule mentioned below.

REPAYMENT SCHEDULE FOR TERM LOAN OF Rs,,,,,,,,,,,,,,,,,,,,

No of instalment              Amount of instalment                  Due date of repayment

(b)You shall have the option to repay in whole or in part of any instalments of principal or interest before the respective due dates.

8. The mortgaged premises shall be insured for their full value as may be "determined by the Corporation at its discretion, during the currency of the loan against fire, riot, strike, Civil commotion and all such other risks or such of them as may be regarded appropriate by the Corporation with such insurance Companies, including the Life Insurance Corporation of India as shall be intimated to you by the Corporation in the joint names of the Corporation and your- selves and should contain the usual mortgage clause. As regards the existing insurance policies they should be assigned over in favour of the Corporation. All such policies will have to be deposited with the Corporation.

9. The authorised Directors of your Company/ you should deposit the title deeds of the said property with …………… or such other person authorised by the Corporation in Bhubaneswar/Cuttack and you will execute a Deed of Hypothecation of the machinery and movable property.

10 A) The Corporation will have all the rights and power given under the SFC Act and if you commit any breach of the provisions hereof, the Corporation shall have the right' to call in the loan immediately and exercise all rights under the SFC Act or other provisions of law and without prejudice to such right to call you to execute a legal Mortgage in the English form of the said property plant and machinery and the good will of your under taking with all the usual powers and provisions including a power of sale out of Court power to appoint a Receiver and the special power and remedies under the SFC Act. You may also execute a Power of Attorney authorising the Corporation to execute a legal Mortgage on your behalf.

10. B) "Without prejudice :0 the rights stated herein, the Corporation may recover the dues under this agreement as a public demand under the provisions of OPDR Act,1962.

11. Please note that all fees charges and expenses incidental to the above arrangement are payable by you and shall carry interest at the same rate mentioned herein.

12. In case your factory shall stop working and close down for any period more than one week ( except for the purpose of making repairs and renovation) then you shall immediately inform the Corporation of such closure and any default in so doing shall be treated as breach of the terms and conditions hereof.

13. The terms and conditions of sanction as communicated in this letter of Intent are in addition to those communicated in the corporation's letter No…………….. date. ………..

14. If you fail to accept the terms and conditions as proposed within 15 days from the date of issue of this letter. The Corporation reserves its rights to review the matter and to cancel at its discretion the grant of any loan to you.

15. If you fail to avail yourself of the entire loan sanctioned to you or any part thereof, as the case may be, for any reason whatsoever, within a period of 18 months from the date of agreement then the undrawn amount remaining thereafter shall lapse automatically .

16. You will not undertake any new scheme other than the one submitted by you to the Corporation in connection with the loan sanctioned to you and approved by the Corporation, nor shall you undertake the expansion of the present capacity of your factory and plant involving additional capital expenditure without the prior approval of the Corporation, had and obtained in writing.

17. You are to requested to deposit with the Corporation a sum of Rs ………..(if not already deposited in the meantime) with your letter of acceptance of terms which shall be binding to you.

18. You shall agree to give such information and execute such documents as may be deemed necessary, at your own cost, if the Corporation desires it necessary, to obtain refinance from the Small Industries Development Bank of India or any other Corporation or Institution.

19. The Corpora t ion shall be at liberty to display signboards to the effect that machinery spares and accessories are mortgaged to the Corporation by way of security for the repayment of the loan. 20. In case you have to execute a legal Mortgage as aforesaid of the immovable property and fixed machinery you will have to produce a Tax permission to enable the mortgage to be registered.

21. Your said Premises at………………………………………………….. in which your business is being carried is on free hold/ lease hold or on monthly tenancy/occupancy tenancy and you hereby agree not to do any act or thing hereby tenancy may be impaired or which may give the land lord right to evict you from the said premises.

22. Please note that all legal expenses/travel expenses incurred by the Corporation relating to your project shall be paid by your company.

23. You shall agree not to let out or give on lease and licence whole or any portion of your land or building to anyone without the prior written permission of the Corporation during the currency of the loan.

24. You shall agree not to lend funds to anyone or not to invest the same in purchase of shares of any other concern during the currency of loan without the prior written permission of the Corporation.

25. (i) You shall agree not to undertake any trading activity during the currency of the loan.
(ii) You shall agree to comply with the existing laws on employment of child labour .

26. You shall undertake not to print any literature of political print on your own accord.

27. You shall agree not to incur hundi borrowing during the currency of the loan without the prior written permission of the Corporation.

28. You shall notify to the Corporation error, misstatement or change in the particulars of your concern given in your said loan Application within 10 days after discovery of such error misstatement or change in such particulars given in your loan application and you will not during currency of the loan without the consent of the Corporation first had and obtained let on hire or lend any items of the machinery which are subject of this security to any concern or person whomsoever even if such person or concern shall be engaged in making part or products required for the manufacture of your goods.

29. You shall Keep proper books accounts of your business and shall have them at all times posted up and permit the Corporation or any persons apt1ointed for total purpose by us to examine such books at all reasonable times and make copies of extracts there form.
You shall furnish to the Corporation a cash flow statement of your concern every month and agree to submit such other documents, account statements, reports, papers at such time and period as are required by the Corporation.

30. You shall have your accounts audited in the manner provided by the Companies Act, 1956 and shall submit the audited accounts to the Corporation with 6 months from the date of closing of such accounts.

31. During the currency of these presents the shareholding of such of your shareholders, at present shall not be varied without the previous consent of the Corporation first obtained. During the currency of the loan the claim of the Corporation shall have precedence over the claims of the Directors by way of remuneration interest commission, etc.
Your Company shall not change the Board of Directors without prior written approval of the Corporation", except by rotation as provided in the Companies Act. You are also agree not to change the Managing Director without approval of the Corporation.

32. If the market value of the mortgaged premises or any part thereof depreciated in the opinion of the valuers or assessors appointed in the manner hereinafter mentioned by such percentage of its present value as the Corporation may from time to time decide and further security to the satisfaction of the Corporation be not given to the Corporation then and in such case you shall within a period of three months from written notice to that effect being given by the Corporation reduce the loan to an amount which shall bear the same proportion to the then reduced market value of the mortgaged premises as the loan hereby secured bears to the present value of the mortgaged premises PROVIDED that for the purpose of this sub-clause the Corporation shall have the right at any time to engage competent valuers of assessors and the valuation made in respect of the mortgaged premises shall be final and conclusively binding upon you

33. As soon as your Company shall have resolved to issue any un-issued share Capital or to create any new shares you shall immediately give notice to the Corporation of your intention to issue or create any such share capital as aforesaid and the proposed amount thereof and will not until the expiration of twenty clear days from the time when such notice shall have been sent to the Corporation issue any notice to the members of your company in respect of any issue or create any such existing or new shares respectively as aforesaid and if the Corporation shall so acquire every notice prospectus application for a allotment letter sent out by your Company in pursuance of any such resolution shall direct the members or applicants for allotment of more shares to pay the money payable in respect of the said existing of new shares to the Corporation or as it shall direct and if no such requisition be made by the Corporation the applicants or allot tees shall be directed to pay money into some Bank to the joint account of your Company and the Corporation or in such manner as the Corporation may direct and the Corporation shall be entitled to require all such moneys received by your Company to be applied either wholly or partly in or towards the payment or satisfaction of the said principal sum interest and other moneys due to the Corporation but in default of the Corporation requiring the said moneys to be so applied as aforesaid within one month of their being paid your Company may without the consent of the Corporation apply the whole of the balance thereof over and above what shall be required by the Corporation to be otherwise applied to the general purpose of your Company as you shall think fit.

34. If Your Company shall commit any default in payment of any of the instalments of interest and Principal hereby provided on the due dates thereof or in connection with the provisions in the said mortgage then your Company shall not without the previous consent of the Corporation first had and obtained distribute as dividend during the final year in which such default occurs any sum or sums exceeding 6(six) percent of paid of capital of your Company as on t he last date of the period in respect of which the dividend is distributed after deducting from such capital all reserve and ignoring all payments made or moneys set aside on account of Income Tax subject to the provisions of the Income Tax Act.

35. The Corporation shall have the right and option to call in loan and take all appropriate proceedings for recovery thereof in the following events.

  1. If default shall be committed by your for a period exceeding one month in the payment of any instalment of the said Principal sum , or

  2. If interest amounting to at least Rs.500/- (Rupees five hundred) shall be in arrear and unpaid for one month after becoming due: or

  3. If default shall be committed by you in the observance or performance of any of the covenant conditions or provisions of these present: or

  4. If the mortgaged premises or any part thereof and taken up by Government or any public body entitled to do so for a public purpose : or

  5. If execution or distress is levied against the whole or any part of the mortgaged premises, or

  6. If a Receiver is appointed of the mortgage premises or any part thereof, or

  7. If you shall enter into any arrangement of composition with your creditors or commit any act or default which .shall render it liable to be taken into liquidation or if your Company shall go or be taken into liquidation, or

  8. If you shall cease or threaten to cease to carryon your business, or

  9. If any circumstances shall occur which shall prejudice or impair or imperil or depreciate or is likely to prejudice or impair or imperil or depreciate the security of the Corporation, or

  10. If any circumstances or even shall occur which would or is in the opinion of the Corporation likely to prejudicially or adversely affect in any manner, Your capacity to repay the loan to the Corporation.

36. We shall thank you to forward us ;
1. Your acceptance of the above terms in writing.
2. Your Cheque for Rs. ……………………. (if not paid in the meantime) towards deposit as mentioned above.

37. This letter will be repository of the terms and conditions on which the loan has to be granted and you should sign the confirmation at foot here of and return the letter to us. A duplicate is sent herewith for your record.

38. Please note that subject to our receiving the above, we shall be glad to proceed further in the matter.

39. We trust you will offer us full co-operation by an early compliance of our above requirements and we on our part assure you of our best services for an expeditious disbursal of the loan as sanctioned.

Yours faithfully,             

Signature of Officer of IPICOL. 

 

 

To,

Date:

The Managing Director
INDUSTRIAL PROMOTION AND INVESTMENT CORPORATION OF ORISSA LTD. JANPATH, BHUBANESWAR

Dear Sir ,
       We have read the letter of intent and accept all the terms and conditions therein contained, which are binding upon us.

Yours faithfully          

Signature of the applicant(s)